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Associate Corporate Compliance Tester

Capital One


Location:
Richmond, VA
Date:
09/18/2017
2017-09-182017-10-17
Job Code:
capitalone2-R33839
Categories:
  • Financial Services
  • Management
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Job Details

Company Capital One

Job Title: Associate Corporate Compliance Tester

JobID: capitalone2-R33839

Location: Richmond, VA, 23261, USA

Description: West Creek 3 (12073), United States of America, Richmond, Virginia



At Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding.



Guided by our shared values, we thrive in an environment where collaboration and openness are valued. We believe that innovation is powered by perspective and that teamwork and respect for each other lead to superior results. We elevate each other and obsess about doing the right thing. Our associates serve with humility and a deep respect for their responsibility in helping our customers achieve their goals and realize their dreams. Together, we are on a quest to change banking for good.



Associate Corporate Compliance Tester



**Title: Associate Corporate Compliance Tester**



**Level:** Associate



**Job Description:**



The Corporate Compliance team is seeking an experienced Associate who will be responsible for executing risk-based compliance transaction testing, specific to correspondence and complaints handling, under the leadership of a team leader, for the purpose of independently validating business line adherence to applicable Laws, Regulations, and Guidance.



**_Responsibilities will include (but may not be limited to):_**



-Under the leadership of a team leader, executing targeted correspondence and complaints transaction testing for consumer compliance requirements and internal standards.



-Managing to testing schedules to ensure all tasks and reporting are completed within established timeframes.



-Analyzing data from multiple sources and systematically documenting the work and results.



-Establishing and maintaining strong relationships with Compliance Advisors and Business Areas as needed.



-Assisting in communicating results to Compliance Officers, as needed.



**Basic Qualifications:**



-High School Diploma, GED or equivalent certification, or Military experience



-At least 6 months of experience working in compliance or at least 6 months of experience working in financial services



**Preferred Qualifications:**



-1 year of financial services consumer compliance monitoring experience



-1 year of consumer compliance auditing experience



- 1 year of experience working in compliance, or 1 year of experience working in financial services, with a focus on correspondence and complaints handling



-Bachelor's degree



**_At this time, Capital One will not sponsor a new applicant for employment authorization for this position._**



At Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding.                                               


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