1 day old
2017-12-142018-01-13

Compliance Advisor Senior Manager (AML Advisory)

Richmond, VA
Apply Now
  • Job Code
    capitalone2-R37937
Company Capital One

Job Title: Compliance Advisor Senior Manager (AML Advisory)

JobID: capitalone2-R37937

Location: Richmond, VA, 23261, USA

Description: West Creek 3 (12073), United States of America, Richmond, Virginia



At Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding.



Guided by our shared values, we thrive in an environment where collaboration and openness are valued. We believe that innovation is powered by perspective and that teamwork and respect for each other lead to superior results. We elevate each other and obsess about doing the right thing. Our associates serve with humility and a deep respect for their responsibility in helping our customers achieve their goals and realize their dreams. Together, we are on a quest to change banking for good.



Compliance Advisor Senior Manager (AML Advisory)



Compliance Advisor Senior Manager (AML Advisory) position with Capital One Services, LLC in Richmond, VA. Multiple positions available:



-Plan, coordinate, and facilitate the implementation of the company’s compliance processes, procedures, and systems developed to support the global Anti-Money Laundering (AML) Compliance Management Program (CMP).



-Advise internal management and business partners on the implementation and operation of AML compliance programs, as well as the applicability of compliance requirements to the company’s products and services and internal processes, and developing AML compliance controls and monitoring.



-Develop and maintain documentation of AML compliance activities, conduct periodic internal reviews or audits to ensure that compliance procedures are followed, and file appropriate compliance reports with regulatory agencies.



-Design and implement improvements in communication, monitoring, and enforcement of compliance standards.



-Identify compliance issues that require follow-up or investigation and discuss emerging compliance issues with stakeholders.



-Consult with legal counsel, accounting specialists, and government relations specialists as necessary to address technical and legal AML compliance issues.



-Direct the documentation, implementation, and dissemination of the company’s AML compliance policies and procedures and serve as a knowledge source and liaison among stakeholders on AML analysis and compliance issues.



-Serve as AML subject matter expert to assist in monitoring company’s compliance systems to ensure their effectiveness.



-Prepare management reports regarding compliance operations and progress.



This position requires a Bachelor’s degree or foreign equivalent in Business Administration, Law, Legal Studies, Finance, Operations Management, or a related field and 4 years of experience in job offered or developing and implementing AML compliance procedures throughout credit card transaction lifecycle including point-of-sale transaction, authorizations, disputes, and settlement. Said or other experience must include at least 6 months of experience in: credit card AML compliance under PATRIOT and Bank Secrecy Act and Canadian AML regulations; AML issues escalation point between issuers and Visa/Mastercard networks; internal AML compliance audits; support of internal and external AML exams. Must have CAMS certification. All listed qualifications may or may not be acquired concurrently. Must pass company’s assessment.



\#LI-DNI



Categories

  • Management

At Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding.                                               


Featured Employers

Featured Jobs

CareerConnection Video

Share this job:

Compliance Advisor Senior Manager (AML Advisory)

Capital One
Richmond, VA

Share this job

Compliance Advisor Senior Manager (AML Advisory)

Capital One
Richmond, VA

Separate email addresses with commas

Enter valid email address for sender.

Join us to start saving your Favorite Jobs!

Sign In Create Account
Powered ByCareerCast