Sign In
 [New User? Sign Up]
Mobile Version

Director, Audit - Commercial Bank

Capital One


Location:
Richmond, VA
Date:
09/20/2017
2017-09-202017-10-19
Job Code:
capitalone2-R32412
Categories:
  • Financial Services
  • Management
  •  
  • Save Ad
  • Email Friend
  • Print
  • Research Salary

Job Details

Company Capital One

Job Title: Director, Audit - Commercial Bank

JobID: capitalone2-R32412

Location: Richmond, VA, 23261, USA

Description: West Creek 3 (12073), United States of America, Richmond, Virginia



At Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding.



Guided by our shared values, we thrive in an environment where collaboration and openness are valued. We believe that innovation is powered by perspective and that teamwork and respect for each other lead to superior results. We elevate each other and obsess about doing the right thing. Our associates serve with humility and a deep respect for their responsibility in helping our customers achieve their goals and realize their dreams. Together, we are on a quest to change banking for good.



Director, Audit - Commercial Bank



Corporate Audit Services (CAS), the Internal Audit function within Capital One, is a dedicated group of audit professionals focused on delivering top quality assurance services to the organization’s Audit Committee. The CAS department is considered one of the leading internal audit functions within the financial services industry and is highly regarded within Capital One. CAS professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. In addition, the CAS vision of Innovate Continually, Perform Brilliantly, and Set the Standard create a dynamic and challenging atmosphere for both personal growth and professional opportunity.



The Audit Director will lead or conduct commercial bank audits of diverse and complex business units, generally supervising audit staff on audit engagements. The individual will design and execute internal controls testing for fairly complex operations with many integrated components. In addition, the Audit Director will provide key input to the development of the annual audit plan, provide training and coaching to internal audit staff, and maintain all organizational and professional ethical standards and exercise some latitude for initiative and independent judgment.



Here's what we're looking for in an ideal teammate:



+ You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One’s governance, risk management, and internal control processes.

+ You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions, test assumptions, and challenge conventional thinking.

+ You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit’s value proposition.

+ You’re a firm believer that a rich understanding of data, innovation, and technical knowledge will only make you a better Auditor. This will require leveraging the power of data analytics and furthering your technical know how, so you’ll want to ensure that technology doesn’t scare you off.

+ You're a teacher. You have a passion for coaching and investing in the betterment of your team.

+ Lastly, you create energy and an environment that make it easy to attract, hire, and retain top talent.



**Responsibilities:**



+ Direct or manage internal audit staff responsible for auditing the Commercial Bank business. Oversee the preparation of audit engagement planning, fieldwork, identification, development and documentation of audit issues, and recommendations.

+ Direct or manage the implementation of audit procedures, including, but not limited to, identifying and defining issues, reviewing and analyzing evidence, and documenting auditee processes and procedures. Oversee the identification and evaluation of Capital One risks and related controls.

+ Assist the Bank Audit leadership team in the planning, organizing, directing and monitoring of internal audit operations and has staff management responsibilities including hiring, training, and evaluating staff, and taking corrective action.

+ Develop annual audit and implementation plans to achieve department objectives for assigned areas of responsibility under the supervision of the responsible vice president. Administer and manage the implementation of the annual work plan, as well as continuous assessment of risk to recommend audit plan changes, if necessary.

+ Responsible for administrative functions including, but not limited to, resource planning.



As one of the “100 Best Companies to Work For,” you can look forward to coming to work every day with a team of people that are committed to excellence and doing the right thing.



**Basic Qualifications:**



+ Bachelors Degree or military experience

+ At least 10 years of experience in auditing

+ At least 5 years of experience in commercial banking, at least 5 years of experience in financial services, at least 5 years of experience in credit risk management, or a combination.

+ At least 5 years of experience in project management experience or at least 5 years of experience managing audit engagements

+ At least 5 years of experience in supervisory roles



**Preferred Qualifications:**



+ Masters Degree in Auditing, Masters Degree in Accounting, Masters Degree in Finance, Masters Degree in Economics, Masters Degree in Information Systems or Masters of Business Administration

+ Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Fiduciary and Investment Risk Specialist (CFIRS), Certified Fraud Examiner (CFE) or Certified Information Systems Auditor (CISA)

+ 12+ years of experience in auditing

+ 7+ years of experience with commercial banking products and operations (commercial real estate, small business lending, middle market lending, specialty finance, and energy lending)

+ 5+ years of experience auditing trust and asset management products and broker dealer

+ 5+ years of experience with financial service regulatory matters (OCC, Fed, FINRA, CFPB)

+ 1+ years of experience performing data analysis in support of internal auditing



**At this time, Capital One will not sponsor a new applicant for employment authorization for this position.**



At Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding.                                               


Powered By

Featured Employers

Featured Jobs

CareerConnection Video