Sign In
 [New User? Sign Up]
Mobile Version

Senior Corporate Compliance Tester - US Card

Capital One

Richmond, VA
Job Code:
  • Financial Services
  • Save Ad
  • Email Friend
  • Print
  • Research Salary

Job Details

Company Capital One

Job Title: Senior Corporate Compliance Tester - US Card

JobID: capitalone2-R19491

Location: Richmond, VA, 23261, USA

Description: West Creek 2 (12072), United States of America, Richmond, Virginia

Senior Corporate Compliance Tester - US Card

**Title: Senior Corporate Compliance Tester -** **_US Card_**

**Level:** Senior Associate

Capital One is a diversified bank that offers a broad array of financial products and services to consumers, small business and commercial clients. Ranked #127 on the Fortune 500, Capital One is one of the nation's top 10 banks and has one of the most widely recognized brands in America. We nurture a work environment where people with a variety of thoughts, ideas and backgrounds, guided by our shared Values, come together to make Capital One a great company and a great place to work.

**Job Description:**

The Corporate Compliance team is seeking an experienced Senior Associate who will be responsible for executing risk-based compliance transaction testing under the leadership of a team leader, for the purpose of independently validating business line adherence to applicable Laws, Regulations, and Guidance.

**Responsibilities will include (but may not be limited to):**

-Under the leadership of a team leader, executing targeted transaction testing for consumer compliance requirements.

-Managing to testing schedules to ensure all tasks and reporting are completed within established timeframes.

-Analyzing data from multiple sources and systematically documenting the work and results.

-Reviewing transaction tests executed by peers for accuracy and adherence to test procedures.

-Establishing and maintaining strong relationships with Compliance Advisors and Business Areas as needed.

-Assisting in communicating results to Compliance Officers, as needed.

-Travel: Occasional travel is possible (~5-10%) to COF sites.

**Basic Qualifications:**

-High School Diploma, GED or equivalent certification, or Military experience

-At least 1 year of experience working in compliance or at least 1 year of experience working in financial services.

**Preferred Qualifications:**

-2 years of financial services consumer compliance monitoring experience and 2 years of consumer compliance auditing experience

-2 years of financial services compliance monitoring experience and 2 years of compliance auditing experience

-Bachelor's degree

**At this time, Capital One will not sponsor a new applicant for employment authorization for this position.**

At Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding.                                               

Featured Employers

Featured Jobs

CareerConnection Video