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Senior Manager, Regulatory Relations

Capital One

McLean, VA
Job Code:
  • Financial Services
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Job Details

Company Capital One

Job Title: Senior Manager, Regulatory Relations

JobID: capitalone2-R20118

Location: McLean, VA, 22106, USA

Description: McLean 1 (19050), United States of America, McLean, Virginia

Senior Manager, Regulatory Relations


We are a growing diversified financial services company with one of the most recognized brands in banking. The Regulatory Relations function is responsible for managing all interactions with Capital One’s Federal Banking Regulators, providing key advisory consulting to senior management with respect to onsite supervision, and supporting regulatory and supervisory policy. We are currently looking for a **Senior Manager** to support the development and implementation of the Regulatory Strategy for the Finance and Corporate Development Department (Finance) and provide examination support for other areas of the company. This role involves significant engagement with senior leaders and provides the opportunity for growth in regulatory affairs and risk management.


Reporting to the Senior Director of Regulatory Relations, this position plays a significant role in ensuring that Capital One proactively responds to the changing regulatory landscape and delivers on commitments to our regulators in a timely manner. Responsibilities will also include:

+ Manage regulatory interactions between Finance and Federal Regulatory supervisory staff.

+ Support regulatory interactions with the digital and technology groups in the Enterprise Services Department.

+ Lead examination preparation activities (training, logistics management, fulfillment of responses to the examination request letter).

+ Manage examination on-site activities (meetings, document requests, matrix management, daily calls, issue resolution).

+ Assist Finance with the review of policies, procedures & governance structures, and any process and program design and execution.

+ Identify potential risk areas and advise on potential corrective actions.

+ Monitor corrective actions and ensure that they are on-track for appropriate and timely mitigation.

+ Participate in policy-making advocacy activities with respect to banking and regulatory-related matters.

+ Partner with, and leverage the Finance business risk office in the fulfillment of these duties.

**The successful candidate should have:**

+ Ability to interact with senior leaders in Capital One and the Federal Regulatory supervisory staff

+ Strong written and verbal communication skills

+ Ability to manage and allocate resources based on changing priorities in a fast-paced environment

+ Familiarity with finance-related developments in banking and financial services

**Basic Qualifications:**

+ Bachelor’s Degree or military experience

+ At least 4 years of experience in finance, risk management, compliance, or relationship management

**Preferred Qualifications:**

+ Master’s Degree in Business Administration, Project Management, Accounting, Finance, or Law

+ Previous experience managing integrated projects or programs where senior leaders are your customers

+ Previous experience working at, or closely with, financial regulatory agencies

+ Expertise in banking law and policy for finance-related matters, such as capital and liquidity, stress testing, accounting, and investments and acquisitions

+ Familiarity with digital and technological developments in banking and financial services

**At this time, Capital One will not sponsor a new applicant for employment authorization for this position.**

At Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding.                                               

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