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Senior Risk Manager

Capital One

Richmond, VA
Job Code:
  • Financial Services
  • Banking/Financial Services
  • Law/Legal
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Job Details

Company Capital One

Job Title: Senior Risk Manager

JobID: capitalone2-R19438

Location: Richmond, VA, 23261, USA

Description: West Creek 1 (12071), United States of America, Richmond, Virginia

Senior Risk Manager

As a Senior Risk Manager responsible for regulatory exam management, you will apply your leadership, organizational and analytical skills to deliver successful US Card and enterprise level regulatory exams. You will collaborate with an array of stakeholders across the first, second and third lines of defense to develop and deliver responses to regulatory Letters of Notification and ongoing supervisory inquires and requests in a timely manner. Working from a foundation of knowledge of laws and regulations, line of business policies, products and processes and proven Risk Management practices, you will provide thought leadership in high profile interactions with senior leaders across the organization. Additionally, frequent interactions with regulatory examiners will require a well-thought, refined approach to communication.

Risk professionals are experienced, well-trained, and progressive individuals that readily operate within a highly collaborative team environment. The Senior Manager candidate will be a highly-motivated Risk Management professional with excellent organizational, leadership, planning, collaboration, problem solving and communication skills.


+ Ensure awareness of incoming regulatory inquires and requests through effective communication to relevant stakeholders across the first, second and third lines of defense

+ Review, analyze and organize incoming regulatory inquiries into response categories and related sub-tasks for which responses can be developed by engaged LOB, Compliance and Legal subject matter experts

+ Track the ongoing development of exam responses to ensure timely delivery timeframes to examiners

+ Integrate and aggregate exam responses into a cohesive, well thought and accurate representation of company policies, procedures, products and practices

+ Oversee and coordinate interactions between LOB, Compliance, Legal and Regulatory supervisory staff.

+ Coordinate exam on-site activities (meetings, document requests, matrix management, access management, daily calls, issue resolution).

+ Assist LOBs and staff groups with the review of policies, procedures & governance structures.

+ Identify potential areas of regulatory focus and advise on potential risk and corrective actions.

+ Monitor corrective actions and ensure that they are on-track for appropriate and timely mitigation.

**Basic Qualifications:**

+ Bachelor’s Degree or Military experience

+ At least 5 years of Financial Services Compliance or Risk Management experience

+ Previous experience managing / leading integrated projects or programs where senior leaders in the organization are the customers

+ Strong written and verbal communication skills

**Preferred Qualifications:**

+ Masters Degree in Business Administration

+ Legal degree or experience in the Legal profession

+ 3 year’s experience managing / leading integrated projects or programs where senior leaders in the organization are the customers

+ Certified Risk Management Assurance (CRMA) or Certified Regulatory Compliance Manager (CRCM)

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

At Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding.                                               

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